Open mapping theorem (functional analysis)

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In functional analysis, the open mapping theorem, also known as the Banach–Schauder theorem (named after Stefan Banach and Juliusz Schauder), is a fundamental result which states that if a continuous linear operator between Banach spaces is surjective then it is an open map.

Classical (Banach space) form[]

Open mapping theorem for Banach spaces (Rudin 1973, Theorem 2.11) — If X and Y are Banach spaces and A : XY is a surjective continuous linear operator, then A is an open map (i.e. if U is an open set in X, then A(U) is open in Y).

One proof uses Baire's category theorem, and completeness of both X and Y is essential to the theorem. The statement of the theorem is no longer true if either space is just assumed to be a normed space, but is true if X and Y are taken to be Fréchet spaces.

Proof

Suppose A : XY is a surjective continuous linear operator. In order to prove that A is an open map, it is sufficient to show that A maps the open unit ball in X to a neighborhood of the origin of Y.

Let Then

Since A is surjective:

But Y is Banach so by Baire's category theorem

.

That is, we have cY and r > 0 such that

.

Let vV, then

By continuity of addition and linearity, the difference rv satisfies

and by linearity again,

where we have set L=2k/r. It follows that for all yY and all

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